Division: Office of Compliance Inspections and Examinations (OCIE)
Position Number: 15-EX-1398699-CSS
Location: Washington, D.C
Compensation: $135,667.00 to $223,649.00 / Per Year
Grade: SK-0905-16
Overview:
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
The Compliance Inspections and Examinations program administers the SEC’s nationwide examination and inspection program for registered self-regulatory organizations, NRSROs, broker-dealers, transfer agents, clearing agencies, investment companies, and investment advisers. The Compliance Inspections and Examinations program conducts inspections to foster compliance with securities laws, to detect violations, and keep the Commission informed of developments in the regulated community. The employee is assigned to the Compliance Inspections and Examinations program and serves as a unit supervisor and as a senior advisor providing information technology advice, counsel, and recommendations for a highly sophisticated and sensitive area involving the securities market and SEC operations.
Typical duties include:
To Apply:
For important information about this position, including details on duties, qualifications, and how to apply, please visit http://go.usa.gov/3XXyY. You must apply for this position by Monday, June 22, 2015 through www.USAJobs.gov.