Division:                         The Division of Investment Management (IM)

Position Number:        15-EX-1469457-CMH

Location:                         Washington, D.C

Compensation:            $118,797.00 to $195,361.00 / Per Year

Grade:                              SK-0905-14


The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

The Division of Investment Management works to protect investors, promote informed investment decisions and facilitate appropriate innovation in investment products and services through regulating the asset management industry. The Division is responsible for the Commission’s regulation of investment companies, variable insurance products, and federally registered investment advisers. Types of investment companies include mutual funds, closed-end funds, business development companies, unit investment trusts, and exchange-traded funds.

Typical duties include:                                                                       

  • Provide legal and interpretive guidance on the Investment Company Act and the Investment Advisers Act matters.
  • Prepare recommendations for rulemakings under the Investment Company Act or Investment Advisers Act (including rules that may apply to advisers of private funds).
  • Review and assess requests for no-action letters and interpretive letters to be issued by the staff of the Division under the Investment Company Act and/or the Investment Advisers Act.
  • Provide assistance to the Division of Corporation Finance in the review of pending registration statements under the Securities Act (e.g., to identify potential Investment Company Act and Investment Advisers Act status concerns).

To Apply:

For important information about this position, including details on duties, qualifications, and how to apply, please visit http://go.usa.gov/3AknV. You must apply for this position by Tuesday, August 11, 2015 through www.USAJobs.gov.

If you need additional information contact the Office of Minority and Women Inclusion (OMWI) at 202-551-6046 or toll-free 885-732-6694, or by email at OMWI@sec.gov.